Ex-Galleon Worker, 13 Others Charged in Insider Scam - Bloomberg

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Ex-Galleon Worker, 13 Others Charged in Insider Scam Bloomberg Zvi Goffer used to work at Schottenfeld Group LLC, a New York-based broker-dealer, before joining Galleon from about January to August 2008, according to ... REFILE-UPDATE 3-New arrests in Galleon insider-trading caseReuters NY insider trading scandal widens, 14 more chargedRegister 14 charged in widening hedge fund insider-trading caseUSA Today all 353 news articles »

Former Piper Broker Barred From Industry For Insider Trading - Wall Street Journal

Former Piper Broker Barred From Industry For Insider Trading Wall Street Journal (PJC) employee from the securities industry for alleged insider trading. Abhishek Uppal, who worked in the investment-banking department for two years ... FINRA bars California broker for insider tradingThe Associated Press FINRA Bars California Broker for Insider TradingReuters Regulatory authority: Former Piper Jaffray broker engaged in insider tradingTwin Cities Business Journal Minneapolis Star Tribune all 83 news articles »

MF Global Exits Bermuda, Posts Loss - Wall Street Journal

MF Global Exits Bermuda, Posts Loss Wall Street Journal Willis Group Holdings Ltd., the insurance broker, last month said it would shift its incorporation from Bermuda to Ireland, as did manufacturer ... and more »

GETTING PERSONAL: Schwab ETFs Challenge Conventional Funds - Wall Street Journal

GETTING PERSONAL: Schwab ETFs Challenge Conventional Funds Wall Street Journal The fees individual investors must pay each time they trade an ETF, even through a discount broker like Schwab, have ensured that it's far cheaper for them ... This Will Change the Way You InvestMotley Fool 10 reasons why Schwab's move into ETFs may be an even bigger deal than it appearsRIABiz all 29 news articles »

NASDAQ OMX Announces Third Quarter 2009 Results - CNNMoney.com (press release)

NASDAQ OMX Announces Third Quarter 2009 Results CNNMoney.com (press release) ... is included in brokerage, clearance and exchange fees. * Derivative trading net exchange revenues were $54 million for the third quarter of 2009, ... and more »