'Octopussy' among 14 facing charges for insider trading - USA Today

New Zealand Herald

'Octopussy' among 14 facing charges for insider trading USA Today He was identified as a former employee of both Galleon and New York broker-dealer Schottenfeld Group who went on to start his own trading firm, ... Hedge Fund Managers, Traders Charged in Galleon Trading ProbeBloomberg List Of Individuals Linked With Insider-Trading ProbeWall Street Journal FACTBOX-Additional arrests in Galleon caseReuters CNET News -Pensions & Investments -Trading Markets (press release) all 1,024 news articles »

Former Piper Broker Barred From Industry For Insider Trading - Wall Street Journal

Former Piper Broker Barred From Industry For Insider Trading Wall Street Journal (PJC) employee from the securities industry for alleged insider trading. Abhishek Uppal, who worked in the investment-banking department for two years ... FINRA Bars California Broker for Insider TradingReuters FINRA bars California broker for insider tradingThe Associated Press Regulatory authority: Former Piper Jaffray broker engaged in insider tradingTwin Cities Business Journal Minneapolis Star Tribune all 83 news articles »

Dark Pools Made Simple - Forbes

Dark Pools Made Simple Forbes And I hand it to the floor broker. And at the time in '79, Wall Street wasn't attracting a lot of Harvard mbas. In fact, there weren't a lot of people going ... Dark Pools Mean WellForbes all 2 news articles »

Welcome, Mr Schwab! - IndexUniverse.com

ETF Database

Welcome, Mr Schwab! IndexUniverse.com ... such as when a bid-offer spread seems wide and you want to try and trade inside it – your order will not be shown to the whole market unless your broker ... GETTING PERSONAL: Schwab ETFs Challenge Conventional FundsWall Street Journal ETFs vs. Funds: How to Choose What's Best for YouPBS This Will Change the Way You InvestMotley Fool RIABiz -ETF Database all 50 news articles »

Traders of the shadows - Financial Post

Traders of the shadows Financial Post But it also means brokers/dealers engaged in arbitrage strategies of trading stand to make less money from a single trade. Also, those who make profits on ... and more »